Issuance, listing and disclosure
CSRC supervises assigned securities issuance and listing activity and the continuing market conduct and disclosure obligations of listed and public companies.
01Position in the system
The national regulator for securities, futures and fund markets
CSRC regulates capital-market issuance, listing, trading, disclosure, intermediaries and market infrastructure within its assigned remit. Banking and insurance prudential supervision belongs elsewhere, even when a financial group or transaction crosses those sectors.
What it doesSupervises securities markets, listings, and intermediaries.
When it mattersOnshore listings, listed-company M&A, securities compliance, and public-market disclosure.
02Jurisdiction
What falls within this authority’s remit
Identify the instrument, market, issuer and intermediary because equity, exchange-traded debt, funds, futures and overseas-listing matters follow different regulatory tracks.
Markets and intermediaries
Its remit includes securities, futures and fund institutions, trading venues and relevant registration, custody, clearing and service providers.
Investigation and enforcement
CSRC investigates and sanctions capital-market violations such as disclosure misconduct, insider trading and market manipulation within its authority.
03Official resources
Rules, services and official notices
Start with primary institutional sources. Verify service links and procedural status before relying on a filing path.
05Related legal concepts
Build the vocabulary around your research
Short, practical definitions for concepts most likely to appear alongside this institution.
01
Research tag
public offering
An issuance of securities to the public under the registration, disclosure and market-access framework applicable to that instrument.
02
Research tag
listed company disclosure
Periodic and event-driven information that a listed company must publish accurately, completely and on time.
03
Research tag
securities intermediary
A regulated firm providing securities, fund, futures or related market services within an approved business scope.
04
Research tag
market manipulation
Prohibited conduct that distorts securities or futures trading prices, volumes or market signals.
05
Research tag
insider trading
Trading or related conduct involving material non-public inside information in violation of securities rules.
06Primary sources
How this entry was source-reviewed
The review date describes when the listed primary sources were checked. It is not a guarantee that jurisdiction remains unchanged after that date.
CSRC official overviewCurrent institutional remit for securities, futures, funds, issuers and market infrastructure.
Open source
PRC Securities LawStatutory functions and powers of the securities regulatory authority.
Open source
Reference boundary
This page is a research starting point.
It does not determine jurisdiction for a specific dispute. Confirm current rules, procedural status and the facts of a live matter with qualified counsel.